FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/09/2022 |
3. Issuer Name and Ticker or Trading Symbol
CompoSecure, Inc. [ CMPO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock, $0.0001 par value per share | 1,500,000(1) | I | See Footnote(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Reporting Person's amount of securities beneficially owned has remained unchanged since the closing of Issuer's SPAC merger with Roman DBDR Tech Acquisition Corp. Reporting Person's beneficial ownership increased to 10.05% as a result of a reduction in Issuer's outstanding Class A Common Stock on March 9, 2022. Reporting Person's beneficial ownership decreased to 9.92% as a result of an increase in Issuer's Class A Common Stock. As of the date of this filing, based on Issuer's Class A Common Stock outstanding as disclosed on its Form 10-Q filed November 4, 2022, Reporting Person's beneficial ownership has further decreased to 9.52%. Reporting Person has not engaged in any purchase or sale of CMPO Class A Common Stock since his initial purchase in connection with Issuer's SPAC merger with Roman DBDR Tech Acquisition Corp. |
2. All of Reporting Person's beneficially owned Class A Common Stock is held indirectly through investment vehicles owned by the Steven J. McLaughlin Revocable Trust, of which Reporting Person is the sole trustee. |
Remarks: |
/s/ Steven J. McLaughlin | 12/08/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |