SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
LLR EQUITY PARTNERS IV, L.P.

(Last) (First) (Middle)
309 PIERCE STREET

(Street)
SOMERSET NJ 08873

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/27/2021
3. Issuer Name and Ticker or Trading Symbol
CompoSecure, Inc. [ CMPO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock, $0.0001 par value (1) (1) Class A Common Stock, $0.0001 par value 33,071,603 (1) I By LLR Equity Partners IV, L.P.(2)
Class B Common Stock, $0.0001 par value (1) (1) Class A Common Stock, $0.0001 par value 1,454,805 (1) I By LLR Equity Partners Parallel IV, L.P.(3)
1. Name and Address of Reporting Person*
LLR EQUITY PARTNERS IV, L.P.

(Last) (First) (Middle)
309 PIERCE STREET

(Street)
SOMERSET NJ 08873

(City) (State) (Zip)
1. Name and Address of Reporting Person*
LLR EQUITY PARTNERS PARALLEL IV, L.P.

(Last) (First) (Middle)
309 PIERCE STREET

(Street)
SOMERSET NJ 08873

(City) (State) (Zip)
1. Name and Address of Reporting Person*
LLR Capital IV, L.P.

(Last) (First) (Middle)
309 PIERCE STREET

(Street)
SOMERSET NJ 08873

(City) (State) (Zip)
1. Name and Address of Reporting Person*
LLR Capital IV, LLC

(Last) (First) (Middle)
C/O COMPOSECURE, INC.
309 PIERCE STREET

(Street)
SOMERSET NJ 08873

(City) (State) (Zip)
Explanation of Responses:
1. Consists of shares of Class B Common Stock (which are unregistered), and a corresponding number of Class B Common Units issued by CompoSecure Holdings, L.L.C. (a subsidiary of the Issuer) (which are also unregistered) that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by the Reporting Persons.
2. Securities held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the securities listed above except to the extent of any pecuniary interest therein.
3. Securities held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the securities listed above except to the extent of any pecuniary interest therein.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P. (the general partner of LLR Equity Partners IV, L.P.)), by attorney-in-fact Steven J. Feder 12/29/2021
/s/ Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P. (the general partner of LLR Equity Capital Partners Parallel IV, L.P.)), by attorney-in-fact Steven J. Feder 12/29/2021
/s/ Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P.), by attorney-in-fact Steven J. Feder 12/29/2021
/s/ Mitchell Hollin, as member of LLR Capital IV, LLC, by attorney-in-fact Steven J. Feder 12/29/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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